Post by cxgllc on Dec 31, 2018 6:19:56 GMT -5
Series 27 Securities Exam – Securities License Exam Preparation. The Series 27 Securities Exam is for any person involved in the financial and operational management of a FINRA member firm (including the chief financial officer).
The Series 27 Securities Exam is for any person involved in the financial and operational management of a FINRA member firm (including the chief financial officer). The tasks of this individual include preparing and attesting to the accuracy of the Securities and Exchange Commission‘s FOCUS Reports.
FINRA Series 24| FINRA Compliance
The Series 27 Securities Exam is for any person involved in the financial and operational management of a FINRA member firm (including the chief financial officer). The tasks of this individual include preparing and attesting to the accuracy of the Securities and Exchange Commission‘s FOCUS Reports.
FINRA Series 24| FINRA Compliance